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As a Client Relationship Representative at tastyfx, you will engage with clients, assist with inquiries regarding trades and platforms, and collaborate with your team to enhance client experiences. You should have strong communication skills and a keen interest in financial markets. Your role includes executing trades and maintaining a positive relationship with clients, alongside proactively onboarding new clients.
The Compliance Director manages compliance programs for the broker-dealer operations, ensuring adherence to regulations from bodies like the SEC and FINRA. Responsibilities include overseeing internal controls, responding to regulatory audits, training employees on compliance requirements, and mitigating risks across business operations.
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